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DEFA14A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

 

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

Filed by the Registrant  ☑                            Filed by a Party other than the Registrant  ☐

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Preliminary Proxy Statement

 

 

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

Definitive Proxy Statement

 

Definitive Additional Materials

 

 

Soliciting Material Under Rule 14a-12

MANNING & NAPIER, INC.

(Name of Registrant as Specified in Its Charter)

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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No fee required.

 

 

Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.

 

  a. Title of each class of securities to which transaction applies:

 

  

 

  b. Aggregate number of securities to which transaction applies:

 

  

 

  c. Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined:

 

  

 

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Fee paid previously with preliminary materials.

 

 

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

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  d. Date Filed:

 

  

 

 

 

 


*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Shareholder Meeting to Be Held on June 14, 2017.

 

   

 

Meeting Information

  MANNING & NAPIER, INC.  

 

Meeting Type:          Annual Meeting

 

For holders as of:     April 19, 2017

 

Date:  June 14, 2017      Time:    9:00 AM EDT

 

Location:    Meeting live via the Internet-please visit

                     www.virtualshareholdermeeting.com/MN2017.

 

The company will be hosting the meeting live via the Internet this year. To attend the meeting via the Internet please visit www.virtualshareholdermeeting.com/MN2017 and be sure to have the information that is printed in the box marked by the arrow LOGO (located on the following page).

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You are receiving this communication because you hold shares in the company named above.

 

This is not a ballot. You cannot use this notice to vote these

shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

 

We encourage you to access and review all of the important

information contained in the proxy materials before voting.

 

   

 

See the reverse side of this notice to obtain proxy materials and voting instructions.

 

   
   


—  Before You Vote  —

How to Access the Proxy Materials

 

 

 

Proxy Materials Available to VIEW or RECEIVE:

 

 

NOTICE AND PROXY STATEMENT            ANNUAL REPORT

 

 

How to View Online:

  Have the information that is printed in the box marked by the arrow LOGO (located on the following page) and visit: www.proxyvote.com.
 

 

How to Request and Receive a PAPER or E-MAIL Copy:

 

 

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

            1) BY INTERNET:        www.proxyvote.com

            2) BY TELEPHONE:    1-800-579-1639

            3) BY E-MAIL*:            sendmaterial@proxyvote.com

 

 

*  If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow LOGO (located on the following page) in the subject line.

 

 

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before May 31, 2017 to facilitate timely delivery.

 

—  How To Vote  —

Please Choose One of the Following Voting Methods

 

LOGO

 

 

 

 

Vote By Internet:

 

 

    Before The Meeting:

 

 

Go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow LOGO (located on the following page) available and follow the instructions.

 

 

    During The Meeting:

 

 

Go to www.virtualshareholdermeeting.com/MN2017. Have the information that is printed in the box marked by the arrow LOGO (located on the following page) available and follow the instructions.

 

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a voting instruction form.

 


 

 

 

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Voting Items      

 

The Board of Directors recommends you vote

FOR the following:

 

1.  

Election of Directors

 

  
 

 

Nominees:

 

  
  01)    William Manning    04)    Edward J. Pettinella
  02)    Richard Goldberg    05)    Kenneth A. Marvald
  03)    Barbara Goodstein    06)    Geoffrey Rosenberger

 

The Board of Directors recommends you vote FOR the following proposals:

2.   Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountants for our fiscal year ending December 31, 2017.

3.      

  Advisory (non-binding) vote approving compensation of our named executive officers.

 

NOTE: Such other business as may properly come before the meeting or any adjournment thereof.

 


 

 

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Voting Instructions